A Junior Compliance Consultant typically works in an advisory or support role within an organization, helping ensure that the company adheres to relevant laws, regulations, and industry standards. The role is often a stepping stone for those starting a career in compliance, providing valuable experience and opportunities for growth. Here’s an overview of the key responsibilities and skills for this role.
Key Responsibilities:
• Undertake customer onboarding, following internal processes to identify and verify new applications, both for individuals and businesses.
• Perform ongoing monitoring on customers based on the customer risk level.
• Conduct basic PEP, Sanctions, and negative news searches as part of KYC/KYB processes.
• Assist in reviewing transaction monitoring alerts, escalating issues as directed.
• Document findings and assist in preparing reports for review by senior team members.
• Collaborate with team members to complete assigned tasks and projects.
